Securities Industry Essentials (SIE) Exam

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SIE Exam

Young man wearing glasses studying on a laptop at a desk, preparing for the SIE Exam.

How Hard is the SIE?

For aspiring securities professionals, the Securities Industry Essentials (SIE) Exam is the first step toward licensure. Offered by the Financial Industry Regulatory Authority (FINRA), the SIE is designed to assess your foundational understanding of the industry before you affiliate with a member firm. But…

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