Empowering over 1,500,000 Financial Services Professionals with the knowledge to pass their FINRA & insurance exams and succeed

Starting your career, or taking it to the next level as a manager or principal - We can help. Choose the licensing exam package that is right for you.

Registered RepresentativesManagers & PrincipalsCombined Packages
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  • 95% of our students pass on the first try – Guaranteed!
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  • Follow our proven learning methodology and we guarantee you’ll pass
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  • Trusted by the top banks and broker dealers in the world
  • Experienced
  • Leading the financial services training industry for over 50 years

 

Get started in the Securities Industry

We offer the entire range of Registered Representative licensing exams to start you on the path to success.

  • Securities Industry Essentials SIE
    LICENSE DESCRIPTION

    Securities Industry Essentials SIE

    The SIE is a FINRA exam and pre-requisite to working within the financial services industry and is taken in combination with the following exams: Series 6, 7, 52, 57, 79, 86, 87 or 99. Individuals are not required to be an employee of a sponsoring firm in order to take the SIE exam.

    Starting at $119


    View Packages
  • Series 3
    LICENSE DESCRIPTION

    Series 3

    Series 3 is a National Futures Association licensing exam required for commodities and futures professionals, who solicit orders, or supervise individuals on behalf of a Futures Commission Merchant , Introducing Broker, Commodity Trading Advisor, or Commodity Pool Operator.

    Starting at $260


    View Packages
  • Series 6
    LICENSE DESCRIPTION

    Series 6

    Series 6 is a FINRA licensing exam required for registered representives who sell investment companies, variable annuities and life insurance contracts. Individuals are required to pass both the Series 6 as well as the SIE exam in order to register as a representative.

    Starting at $125


    View Packages
  • Series 7
    LICENSE DESCRIPTION

    Series 7

    Series 7 is a FINRA licensing exam required for registered representatives who sell the broadest range of securities including corporate securities, municipal securities, and options. Individuals are required to pass both the Series 7 and the SIE exam in order to register as a representative.

    Starting at $225


    View Packages
  • Series 31
    LICENSE DESCRIPTION

    Series 31

    Series 31 is a National Futures Association licensing exam required for individuals who sell commodity pools.

    Starting at $60


    View Packages
  • Series 32
    LICENSE DESCRIPTION

    Series 32

    Series 32 is a National Futures Association licensing exam required for individuals who are currently registered in the United Kingdom as general representatives for futures and options.

    Starting at $60


    View Packages
  • Series 50
    LICENSE DESCRIPTION

    Series 50

    Series 50 is a MSRB licensing exam required for municipal financial professionals who offer advice to municipal entities relating to investments or the issuance of municipal debt.

    Starting at $195


    View Packages
  • Series 52
    LICENSE DESCRIPTION

    Series 52

    Series 52 is a MSRB licensing exam required for individuals engaged in the sale or underwriting of municipal securities. Individuals are required to pass both the Series 52 Exam and the SIE qualification exam in order to register as a representative.

    Starting at $325


    View Packages
  • Series 57
    LICENSE DESCRIPTION

    Series 57

    Series 57 is a FINRA licensing exam required for an Equity Trader or Proprietary Trader. Individuals are required to pass both the Series 57 Exam and the SIE qualification exam in order to register as a representative.

    Starting at $245


    View Packages
  • Series 63
    LICENSE DESCRIPTION

    Series 63

    Series 63 is a NASAA licensing exam required for individuals seeking to register and meet their state licensing requirement. This exam is frequently combined with the SIE, Series 6, 7, 79.

    Starting at $85


    View Packages
  • Series 65
    LICENSE DESCRIPTION

    Series 65

    Series 65 is a NASAA licensing exam required for individuals seeking to register and meet their state investment adviser representative licensing requirement and provide advisory services. This exam is frequently combined with the SIE, Series 6 and 7.

    Starting at $185


    View Packages
  • Series 66
    LICENSE DESCRIPTION

    Series 66

    Series 66 is a NASAA licensing exam, required for individuals seeking to register and meet their state investment advisor representitive licensing requirement and provide adivsory services. Series 7 is a pre-requisite for this exams and financial advisors often combine it with SIE and Series 7.

    Starting at $135


    View Packages
  • Series 79
    LICENSE DESCRIPTION

    Series 79

    Series 79 is a FINRA licensing exam required for individuals who are seeking to work in the capital markets as an investment banker. Individuals are required to pass both the SIE and Series 79 exam in order to register as a representative. This exam is frequently combined with the SIE and Series 63.

    Starting at $370


    View Packages
  • Series 86
    LICENSE DESCRIPTION

    Series 86

    Series 86 is a FINRA licensing exam required for research analysts and other individuals who produce research reports. Individuals are required to pass both the Series 86 and 87 in order to register as a research analyst. This exam is frequently purchased with the Series 86.

    Starting at $275


    View Packages
  • Series 87
    LICENSE DESCRIPTION

    Series 87

    Series 87 is a FINRA licensing exam required for research analysts and other individuals who produce research reports. Individuals are required to pass both the Series 86 and 87 in order to register as a research analyst. This exam is frequently purchased with the Series 86.

    Starting at $125


    View Packages
  • Series 99
    LICENSE DESCRIPTION

    Series 99

    Series 99 is a FINRA licensing exam required for "covered persons" responsible for certain broker dealer back-office or operational functions. Individuals are required to pass both the Series 99 Exam and SIE exam in order to register as an operations professional. This exam is frequently combined with the SIE.

    Starting at $125


    View Packages
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Take Your Career to the Next Level

As a Manager or Principal we have the right licensing exams to help transition your career.

  • Series 4
    LICENSE DESCRIPTION

    Series 4

    Series 4 is a FINRA exam required for individuals responsible for the supervision of a broker dealer's options accounts, trading, and sales personnel. A current SIE and Series 7 registration are co-requisites.

    Starting at $275


    View Packages
  • Series 9
    LICENSE DESCRIPTION

    Series 9

    Series 9 is a FINRA exam required for individuals responsible for sales management or branch office supervision that includes options. Series 9 is typically taken along with the Series 10 by individuals who have a supervisory role at a broker dealer. A current SIE and Series 7 registration are co-requisites.

    Starting at $210


    View Packages
  • Series 10
    LICENSE DESCRIPTION

    Series 10

    Series 10 is a FINRA exam required for individuals responsible for sales management or branch office supervision. Series 10 is typically taken along with the Series 9 by individuals who have a supervisory role at a broker dealer. A current SIE and Series 7 registration are co-requisites.

    Starting at $325


    View Packages
  • Series 14
    LICENSE DESCRIPTION

    Series 14

    Series 14 is a FINRA exam required for chief compliance officers and those who supervise ten or more people engaged in compliance activities at New York Stock Exchange member firms.

    Starting at $255


    View Packages
  • Series 24
    LICENSE DESCRIPTION

    Series 24

    Series 24 is a FINRA exam required for individuals who act as a principal / general securities supervisor. In addition to the Series 24 exam, candidates must pass the SIE Exam and the appropriate representative-level qualification exam. A current SIE and Series 7 registration are co-requisites.

    Starting at $275


    View Packages
  • Series 26
    LICENSE DESCRIPTION

    Series 26

    Series 26 is a FINRA exam required for individuals who supervise or manage representiatives who sell investment company and variable insurance products. A current SIE and Series 6 or Series 7 registration are co-requisites.

    Starting at $150


    View Packages
  • Series 27
    LICENSE DESCRIPTION

    Series 27

    Series 27 is a FINRA exam required for individuals who manage back office operations, prepare and maintain a broker dealers books and records, and manage a firm's adherence to financial and operational regulations.

    Starting at $350


    View Packages
  • Series 53
    LICENSE DESCRIPTION

    Series 53

    Series 53 is a MSRB exam required for individuals who will supervise a broker dealers municipal securities activities. A current SIE and Series 52 registration are co-requisities.

    Starting at $250


    View Packages
  • Series 16
    LICENSE DESCRIPTION

    Series 16

    Series 16 exam is an FINRA exam required for Supervisory Analysts who prepare or approve research reports. Passing any part of the CFA examination makes you eligible to have Part II waived. This course can be ordered seperately and has two parts; Part I covers regulations Part II covers Securities Analysis.

    Starting at $255


    View Packages
  • Series 30
    LICENSE DESCRIPTION

    Series 30

    Series 30 is a National Futures Association exam required for individuals who will function as branch managers. A current Series 3 registration is a co-requisite.

    Starting at $95


    View Packages
  • Series 51
    LICENSE DESCRIPTION

    Series 51

    Series 51 is an National Futures Association exam for individuals who supervise municipal securities activities of the dealer and its associated persons limited to municipal fund securities. A current Series 24 or Series 26 registration is a co-requisite.

    Starting at $95


    View Packages
  • Series 54
    LICENSE DESCRIPTION

    Series 54

    Series 54 is an MSRB exam for individuals who engage in the management or supervision of municipal advisory activities. A current Series 50 registration is a co-requisite.

    Starting at $395


    View Packages
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3

Combination Package Options to Fit Your Career Path

Combination packages to meet your licensing requirements, and save you time and money.

  • Series 6, SIE & 63
    LICENSE DESCRIPTION

    Series 6, SIE & 63

    If you are starting your career in the financial services industry and require a Series 6 License, this combination of packages is specifilly designed to help you prepare, and pass your required FINRA exams. Take the next step, start training today and save 10% off retail prices by puchasing the combination package.

    Starting at $296.10


    View Package
  • Series 7 & SIE & 63
    LICENSE DESCRIPTION

    Series 7 & SIE & 63

    If you are starting your career in the financial services industry and require a Series 7 but will not be engaged in advisory services, this combination of packages is specifilly designed to help you prepare, and pass your required FINRA exams. Take the next step, start training today and save 10% off retail prices by puchasing the combination package.

    Starting at $386.10


    View Package
  • Series 7 & SIE & 66
    LICENSE DESCRIPTION

    Series 7 & SIE & 66

    If you are starting your career in the financial services industry and require a Series 7 & 66 License, this combination of packages is specifilly designed to help you prepare, and pass your required FINRA exams. Take the next step, start training today and save10% off retail prices by puchasing the combination package.

    Starting at $431.10


    View Package
  • Series 9 & 10
    LICENSE DESCRIPTION

    Series 9 & 10

    If you are becoming an principal and are responsible for supervising your firm's options and general securities activities, this combination of package will put you on a path to become a fully registered sales prinicipal with FINRA. Take the next step, start training today and save 10% off retail prices by purchasing the combination package.

    Starting at $481.50


    View Package
  • Series 16 Part 1 & 2
    LICENSE DESCRIPTION

    Series 16 Part 1 & 2

    If you are becoming an principal and are responsible for supervising your firm's research reports, this combination of package will put you on a path to become a fully registered supervisory analyist with FINRA. Take the next step, start training today and save 10% off retail prices by purchasing the combination package.

    Starting at $255


    View Package
  • Series 57 & SIE
    LICENSE DESCRIPTION

    Series 57 & SIE

    If you are starting your career as a trader and require a Series 57 License, this combination of packages is specifilly designed to help you prepare, and pass your required FINRA exams. Take the next step, start training today and save 10% off retail prices by purchasing the combination package.

    Starting at $243.75


    View Package
  • Series 79 & SIE
    LICENSE DESCRIPTION

    Series 79 & SIE

    If you are starting your career in the capital markets industry and require a Series 79 license, this combination of packages is specifilly designed to help you prepare, and pass your required FINRA exams. Take the next step, start training today and save 10% off retail prices by purchasing the combination package.

    Starting at $387.45


    View Package
  • Series 79 , SIE & 63
    LICENSE DESCRIPTION

    Series 79 , SIE & 63

    If you are starting your career in the capital markets industry and require a Series 79 license, this combination of packages is specifilly designed to help you prepare, and pass your required FINRA exams. Take the next step, start training today and save 10% off retail prices by purchasing the combination package.

    Starting at $516.60


    View Package
  • Series 86 & SIE
    LICENSE DESCRIPTION

    Series 86 & SIE

    If you are starting your career in research and require the Series 86 license only due to an exemption, this combination of packages is specifilly designed to help you prepare, and pass your required FINRA exams. Take the next step, start training today and save 10% off retail prices by purchasing the combination package.

    Starting at $355


    View Package
  • Series 86, Series 87 & SIE
    LICENSE DESCRIPTION

    Series 86, Series 87 & SIE

    If you are starting your career in research and require a Series 86 & 87 license, this combination of packages is specifilly designed to help you prepare, and pass your required FINRA exams. Take the next step, start training today and save 10% off retail prices by purchasing the combination package.

    Starting at $467.10


    View Package
  • Series 99 & SIE
    LICENSE DESCRIPTION

    Series 99 & SIE

    If you are starting your career in operations and require a Series 99 license, this combination of packages is specifilly designed to help you prepare, and pass your required FINRA exams. Take the next step, start training today and save 10% off retail prices by purchasing the combination package.

    Starting at $220


    View Packages
2
3

The Widest Range of Products in the Industry

Every course you need to pursue your career goals.

  • Securities Industry Essentials SIE
    LICENSE DESCRIPTION

    Securities Industry Essentials SIE

    The SIE is a FINRA exam and pre-requisite to working within the financial services industry and is taken in combination with the following exams: Series 6, 7, 52, 57, 79, 86, 87 or 99. Individuals are not required to be an employee of a sponsoring firm in order to take the SIE exam.

    Starting at $119


    View Packages
  • Series 3
    LICENSE DESCRIPTION

    Series 3

    Series 3 is a National Futures Association licensing exam required for commodities and futures professionals, who solicit orders, or supervise individuals on behalf of a Futures Commission Merchant , Introducing Broker, Commodity Trading Advisor, or Commodity Pool Operator.

    Starting at $260


    View Packages
  • Series 4
    LICENSE DESCRIPTION

    Series 4

    Series 4 is a FINRA exam required for individuals responsible for the supervision of a broker dealer's options accounts, trading, and sales personnel. A current SIE and Series 7 registration are co-requisites.

    Starting at $275


    View Packages
  • Series 6
    LICENSE DESCRIPTION

    Series 6

    Series 6 is a FINRA licensing exam required for registered representives who sell investment companies, variable annuities and life insurance contracts. Individuals are required to pass both the Series 6 as well as the SIE exam in order to register as a representative.

    Starting at $125


    View Packages
  • Series 7
    LICENSE DESCRIPTION

    Series 7

    Series 7 is a FINRA licensing exam required for registered representatives who sell the broadest range of securities including corporate securities, municipal securities, and options. Individuals are required to pass both the Series 7 and the SIE exam in order to register as a representative.

    Starting at $225


    View Packages
  • Series 9
    LICENSE DESCRIPTION

    Series 9

    Series 9 is a FINRA exam required for individuals responsible for sales management or branch office supervision that includes options. Series 9 is typically taken along with the Series 10 by individuals who have a supervisory role at a broker dealer. A current SIE and Series 7 registration are co-requisites.

    Starting at $210


    View Packages
  • Series 10
    LICENSE DESCRIPTION

    Series 10

    Series 10 is a FINRA exam required for individuals responsible for sales management or branch office supervision. Series 10 is typically taken along with the Series 9 by individuals who have a supervisory role at a broker dealer. A current SIE and Series 7 registration are co-requisites.

    Starting at $325


    View Packages
  • Series 14
    LICENSE DESCRIPTION

    Series 14

    Series 14 is a FINRA exam required for chief compliance officers and those who supervise ten or more people engaged in compliance activities at New York Stock Exchange member firms.

    Starting at $255


    View Packages
  • Series 16
    LICENSE DESCRIPTION

    Series 16

    Series 16 exam is an FINRA exam required for Supervisory Analysts who prepare or approve research reports. Passing any part of the CFA examination makes you eligible to have Part II waived. This course can be ordered seperately and has two parts; Part I covers regulations Part II covers Securities Analysis.

    Starting at $255


    View Packages
  • Series 24
    LICENSE DESCRIPTION

    Series 24

    Series 24 is a FINRA exam required for individuals who act as a principal / general securities supervisor. In addition to the Series 24 exam, candidates must pass the SIE Exam and the appropriate representative-level qualification exam. A current SIE and Series 7 registration are co-requisites.

    Starting at $275


    View Packages
  • Series 26
    LICENSE DESCRIPTION

    Series 26

    Series 26 is a FINRA exam required for individuals who supervise or manage representiatives who sell investment company and variable insurance products. A current SIE and Series 6 or Series 7 registration are co-requisites.

    Starting at $150


    View Packages
  • Series 27
    LICENSE DESCRIPTION

    Series 27

    Series 27 is a FINRA exam required for individuals who manage back office operations, prepare and maintain a broker dealers books and records, and manage a firm's adherence to financial and operational regulations.

    Starting at $350


    View Packages
  • Series 30
    LICENSE DESCRIPTION

    Series 30

    Series 30 is a National Futures Association exam required for individuals who will function as branch managers. A current Series 3 registration is a co-requisite.

    Starting at $95


    View Packages
  • Series 31
    LICENSE DESCRIPTION

    Series 31

    Series 31 is a National Futures Association licensing exam required for individuals who sell commodity pools.

    Starting at $60


    View Packages
  • Series 32
    LICENSE DESCRIPTION

    Series 32

    Series 32 is a National Futures Association licensing exam required for individuals who are currently registered in the United Kingdom as general representatives for futures and options.

    Starting at $60


    View Packages
  • Series 50
    LICENSE DESCRIPTION

    Series 50

    Series 50 is a MSRB licensing exam required for municipal financial professionals who offer advice to municipal entities relating to investments or the issuance of municipal debt.

    Starting at $195


    View Packages
  • Series 51
    LICENSE DESCRIPTION

    Series 51

    Series 51 is an National Futures Association exam for individuals who supervise municipal securities activities of the dealer and its associated persons limited to municipal fund securities. A current Series 24 or Series 26 registration is a co-requisite.

    Starting at $95


    View Packages
  • Series 52
    LICENSE DESCRIPTION

    Series 52

    Series 52 is a MSRB licensing exam required for individuals engaged in the sale or underwriting of municipal securities. Individuals are required to pass both the Series 52 Exam and the SIE qualification exam in order to register as a representative.

    Starting at $325


    View Packages
  • Series 53
    LICENSE DESCRIPTION

    Series 53

    Series 53 is a MSRB exam required for individuals who will supervise a broker dealers municipal securities activities. A current SIE and Series 52 registration are co-requisities.

    Starting at $250


    View Packages
  • Series 54
    LICENSE DESCRIPTION

    Series 54

    Series 54 is an MSRB exam for individuals who engage in the management or supervision of municipal advisory activities. A current Series 50 registration is a co-requisite.

    Starting at $395


    View Packages
  • Series 57
    LICENSE DESCRIPTION

    Series 57

    Series 57 is a FINRA licensing exam required for an Equity Trader or Proprietary Trader. Individuals are required to pass both the Series 57 Exam and the SIE qualification exam in order to register as a representative.

    Starting at $245


    View Packages
  • Series 63
    LICENSE DESCRIPTION

    Series 63

    Series 63 is a NASAA licensing exam required for individuals seeking to register and meet their state licensing requirement. This exam is frequently combined with the SIE, Series 6, 7, 79.

    Starting at $85


    View Packages
  • Series 65
    LICENSE DESCRIPTION

    Series 65

    Series 65 is a NASAA licensing exam required for individuals seeking to register and meet their state investment adviser representative licensing requirement and provide advisory services. This exam is frequently combined with the SIE, Series 6 and 7.

    Starting at $185


    View Packages
  • Series 66
    LICENSE DESCRIPTION

    Series 66

    Series 66 is a NASAA licensing exam, required for individuals seeking to register and meet their state investment advisor representitive licensing requirement and provide adivsory services. Series 7 is a pre-requisite for this exams and financial advisors often combine it with SIE and Series 7.

    Starting at $135


    View Packages
  • Series 79
    LICENSE DESCRIPTION

    Series 79

    Series 79 is a FINRA licensing exam required for individuals who are seeking to work in the capital markets as an investment banker. Individuals are required to pass both the SIE and Series 79 exam in order to register as a representative. This exam is frequently combined with the SIE and Series 63.

    Starting at $370


    View Packages
  • Series 86
    LICENSE DESCRIPTION

    Series 86

    Series 86 is a FINRA licensing exam required for research analysts and other individuals who produce research reports. Individuals are required to pass both the Series 86 and 87 in order to register as a research analyst. This exam is frequently purchased with the Series 86.

    Starting at $275


    View Packages
  • Series 87
    LICENSE DESCRIPTION

    Series 87

    Series 87 is a FINRA licensing exam required for research analysts and other individuals who produce research reports. Individuals are required to pass both the Series 86 and 87 in order to register as a research analyst. This exam is frequently purchased with the Series 86.

    Starting at $125


    View Packages
  • Series 99
    LICENSE DESCRIPTION

    Series 99

    Series 99 is a FINRA licensing exam required for "covered persons" responsible for certain broker dealer back-office or operational functions. Individuals are required to pass both the Series 99 Exam and SIE exam in order to register as an operations professional. This exam is frequently combined with the SIE.

    Starting at $125


    View Packages
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3

Student Testimonials

This is the best and most challenging course I have taken at Marshall. The course was informative and helped me understand Series 7 concepts.

- , STUDENT, Marshall University

READ MORE STORIES

Students tell me that of all the courses they’ve taken in college, this was the most valuable. The program has opened doors for my students and a handful have been hired as a direct result.

- Ray LeBlanc, PROFESSOR OF FINANCE BANKING AND REAL ESTATE, University of Nebraska Omaha