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Series 14

Practice Test for Series 14 Exam Prep

The Series 14 Exam is a principal level licensing exam that qualifies a person as a Compliance Officer. STC’s working experience with compliance officers makes us the best choice when preparing for this challenging exam. When you choose STC as your training provider, you’re supported by a company that’s been singularly focused on licensing exam preparation for more than 50 years. Our prep package includes a study manual, online final exams, online Flashcards, and access to our dedicated instructors to ensure that you have everything you need to pass on your first attempt.

FINRA Series 14 Practice Exam

Series 14 Exam Details: 50-60 Hours Prep Time │ 3-Hour Exam │ 110 Questions │ 70% Min. Passing Score

Series 14 Exam Details

Prep Time 50-60 Hours
Exam Length 3-Hour
Questions 110
Passing Score 70% Min.

Packages

Individual Courses

License Requirements

Series 14 Exam Prep Packages

Unlimited Study Support

Rubi™, STC’s AI-powered study partner, gives you instant answers, clear explanations, and real-world examples whenever you need them. Included at no additional cost with every pre-licensing course.

Series 14

Premier

Best for learners who want more support, with expanded study tools and practice to build exam-day confidence.

$515.00

Series 14

Standard

Best for learners who want essential support, with core study tools and practice to prepare with confidence.

$286.00

Study Materials

Focus on what matters most with a targeted review of the key facts and concepts you need to know for exam day.

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Study anywhere with our interactive digital manual, designed to make exam content easy to access and review.

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Review key concepts with digital flashcards and create custom study decks focused on the topics you need to practice most.

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Study with a comprehensive textbook developed by industry experts and updated to reflect the topics covered on your exam.

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Practice & Assessment

Put your knowledge to the test with realistic practice exams and custom question sets focused on the areas you need most.

11 tailored practice finals

5 tailored practice finals

Stay on track with periodic assessments designed to measure your progress and identify areas that need additional review.

8 progress exams

Get a final check of your exam readiness with assessments designed to show when you're prepared for the real thing.

Series 66

Instruction & Live Support

Email or call. Get your question answered by experts - tap into over a century of experience!

✓

Learn from industry experts with engaging, real-world instruction you can watch anytime and revisit as often as needed.

6 Hours

Support & Access

Studying after hours? Get 24/7 technical support whenever you need help accessing or navigating your course.

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Stay current with course content that's regularly updated to reflect changes and help you prepare for your exam.

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Exam Readiness & Guarantee

Pass with confidence. Follow our proven study plan and meet the requirements, and we guarantee you'll pass your exam.

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Purchase Series 14 Courses Individually

If you prefer to purchase a course individually, please select from the options below.

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Series 14 Final and Custom Exams - 42nd Edition

STC offers our comprehensive Final Exams to enhance your self-study learning experience. This product contains our bank of final exam questions, presented in three formats. The Q&A format allows you to review the explanation after each question. Taking the timed Closed Book exams best simulates the experience of the actual exam. The By Topic exams offer the ability to enhance your understanding of specific areas of difficulty exposed by using the Diagnostic Feedback.

Series 14 Printed Study Manual

An easy-to-understand print self-study manual and practice tests with detailed explanations along with a toll-free number to call when you need specific questions answered.

Series 14 Standard

Series 14 Final and Custom Exams - 42nd Edition

Series 14 Flashcards - 42nd Edition

Our electronic flashcards can be used as an additional study option to your training program. More than 900 Flashcards can be organized by course, chapter or FINRA exam sections; this study tool will allow you to test yourself, whenever, wherever you have internet access. The program is delivered via the internet. The Series 14 is available for 6 months from the first time of usage. (Extra time is available for an additional fee) Although no purchase of STC study material is required, we strongly recommend that a study program be used along with the Flashcard series.

Series 14 On-Demand Lecture

Available for 6 months from first use, with an option to purchase additional time in the future
Total program time is approximately 20 hours
Requires Internet connection, a streaming-video-enabled machine, and audio capabilities
Optimized for all recent browser versions. Internet Explorer 10 or above required. The latest version of Google Chrome is recommended for optimum load times.

Series 14 Progress and Greenlight Exams - 42nd Edition

Used in conjunction with the study manual, these diagnostic progress examinations measure your performance as you move through the program. This program utilizes six performance measurements which are delivered online through my.stcusa.com. Each progress exam consists of 20 questions with explanations.

As an addition to the Progress Exam product, two 155-question Greenlight Exams are included. The Greenlights are essentially end-of-course exams that are designed to help you determine your readiness for the actual exam and may only be taken once.

Series 14 Printed Study Manual

An easy-to-understand print self-study manual and practice tests with detailed explanations along with a toll-free number to call when you need specific questions answered.