The Series 6 Exam is the FINRA qualification exam for Investment Company and Variable Contracts Products Representatives. Pass it and its corequisite, the Securities Industry Essentials (SIE) Exam, while sponsored by a FINRA member firm, and you can be registered to sell mutual funds,…
For securities and finance professionals adding investment advisory responsibilities, the Series 65 is a clear route to satisfying the examination requirement for investment adviser representative registration. Whether you need it depends on your existing qualifications, professional designations, and the requirements of the jurisdictions where…
If you plan on becoming an Investment Adviser Representative (IAR), you’ll need to pass the Series 65 Exam (if you haven’t passed Series 7 and Series 66). This series 65 exam guide is for anyone on the path to becoming an Investment Adviser Representative…
If you fail a FINRA exam, there is a logical course of action. Here is the short version: you can retake it, you are not the first person this has happened to, and it almost never derails a securities career on its own. You…
The SIE Exam is the entry point to a career in securities. Pass it, and you signal to employers that you understand markets, products, and regulations before you’ve ever affiliated with a firm. That’s a meaningful credential and a meaningful challenge. The national average…
The best SIE study materials combine a comprehensive SIE study guide, targeted SIE flashcards, realistic practice exams, and expert-led instruction aligned to FINRA’s four content domains. STC offers the most complete SIE exam prep package available, backed by nearly 60 years of securities education…
Studying for the Securities Industry Essentials (SIE) Exam is easier when you know which pitfalls to sidestep. The most common mistakes include relying on memorization, skipping practice exams, ignoring the highest-weighted topics, and studying without a plan. To study for the SIE Exam effectively, budget…
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Breaking into finance can feel overwhelming, especially when many roles require industry knowledge, licensing, or prior experience. For aspiring professionals looking to start careers in the securities industry, the Securities Industry Essentials (SIE) Exam is often the first major step. The SIE Exam helps…
Good Afternoon Dave, I took your class this week and let me again say thank you. It was very clear to me how much you love your job and that you truly care about all of us passing, which I’m not sure I can say about some of the other testing companies I’ve previously used. Again, thank you for your hard work this week and I look forward to speaking to you soon to tell you I passed. I promise you will be third on my list of people to tell when I pass, just behind my girlfriend and dad, I’ll even do it before my manager!
- Evan R., FINANCIAL ADVISER, Chicago Illinois
I passed my LAH exam with an 86%. Thanks again for all your help!
- Thomas C., FINANCIAL ADVISER, Binghamton New York
I passed the series 24 yesterday. I started off using Kaplan, took the test, and failed. Then I switched to STC. I wish I would have used STC from the beginning and following the program from the beginning. What I’ve learned is the FiNRA test is like learning a different language. You need to be able to identify what the question is asking and what FiNRA is looking for. The STC test bank prepares you for that. I felt the actual test was not as difficult as the practice and green light exams. The series 24 material is extremely dry and Michael Simon has a very practical, yet dynamic approach in the way he teaches the material in the virtual class. STC is also extremely responsive and available for questions. It helped to speak with someone live and get a brief explanation to help grasp the material. There was a rhythm to it.
- Bill W., FINANCIAL ADVISER, St. Louis Missouri
I passed the NY State LAH exam today – I got an 81. Thanks for the great training material.
- Nick C., FINANCIAL ADVISER, New York New York
I just wanted to share my feedback on the Series 7 class that I took in NYC 8/1-8/4, with David Morris as the instructor. I found the class to be instrumental in my preparation for the exam. The content encompassed all the salient points that were important for the test, and David is a great instructor. He is very knowledgeable, engaging, breaks concepts down for easier understanding, and has great rapport with his students. I’m very happy to say that I passed the Series 7 test today, and I credit STC and David’s instruction in ensuring that I had the necessary knowledge necessary for the test.
- John H., FINANCIAL ADVISER, St. Louis Missouri
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