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Changes to SEC Exempt Offering Rules
Changes to SEC Exempt Offering Rules Regulation A and Regulation D In November of 2020, the Securities and Exchange Commission (SEC) voted to amend its rules in order to harmonize, simplify, and improve the exempt offering framework that it believed had become too complex.…
How FAs and Their Clients Benefit from a Life, Accident and Health Insurance License
The coronavirus crisis has underlined the importance of insurance in protecting health and wealth. It has also highlighted how long-term financial plans, no matter how brilliant, can rapidly disintegrate if the client suffers an accident, health crisis, or death. For this reason, financial advisers…
Todd Talks: Best Practices on How to Prepare for Remote Testing
In this Todd Talks episode, STC’s Chief Learning Officer, Todd Rosenfeld explains how our best practices can be adapted to better prepare you for today’s remote testing environment.
News & Updates
The latest securities training news, course updates, advancements and market information.
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Changes to SEC Exempt Offering Rules
Changes to SEC Exempt Offering Rules Regulation A and Regulation D In November of 2020, the Securities and Exchange Commission (SEC) voted…
Securities Career Resources
Find information to help you gain new securities training skills and advance your career.
Learn about Career Resources
How FAs and Their Clients Benefit from a Life, Accident and Health Insurance License
The coronavirus crisis has underlined the importance of insurance in protecting health and wealth. It has also highlighted how long-term financial plans, […]
Series 6 or Series 7, Which Test Will Be More Worth My Time?
To become a representative in the securities industry, you may have different options when it comes to registration. How do you know […]
What Jobs Are You Qualified for After Passing the SIE Exam?
So, you’re ready to take the SIE Exam, pass it, and get started with your career in the financial industry. Well, before […]
Todd Talks: STC Pass Guarantee
STC’s new Pass Guarantee is introduced and explained in detail by Chief Learning Officer, Todd Rosenfeld.
Serious Series 7 Preparation: How to Succeed the First Time
The Series 7 Exam is one of the most essential tests for securities professionals, especially because it gives you the credentials you […]
Securities Industry Tools
Find cutting edge tools to help you gain new securities training skills and advance your career.
Learn about Industry Tools
How FAs and Their Clients Benefit from a Life, Accident and Health Insurance License
The coronavirus crisis has underlined the importance of insurance in protecting health and wealth. It has also highlighted how long-term financial plans, […]
Todd Talks: Best Practices on How to Prepare for Remote Testing
In this Todd Talks episode, STC’s Chief Learning Officer, Todd Rosenfeld explains how our best practices can be adapted to better prepare […]
Todd Talks: Which Package Should You Choose
Todd Rosenfeld, Chief Learning Officer at STC, provides insight into the Standard, Premier and Premier Plus packages that STC offers for securities […]
Todd Talks: STC Pass Guarantee
STC’s new Pass Guarantee is introduced and explained in detail by Chief Learning Officer, Todd Rosenfeld.
Serious Series 7 Preparation: How to Succeed the First Time
The Series 7 Exam is one of the most essential tests for securities professionals, especially because it gives you the credentials you […]
Testimonials
I took the Series 24 yesterday and passed with flying colors. I felt very confident as I was going through the exam. Thank you for the great review course and tips.
- John C., FINANCIAL ADVISER, Charlottesville North Carolina
I passed my LAH exam with an 86%. Thanks again for all your help!
- Thomas C., FINANCIAL ADVISOR, Binghampton New York
I just wanted to share my feedback on the Series 7 class that I took in NYC 8/1-8/4, with David Morris as the instructor. I found the class to be instrumental in my preparation for the exam. The content encompassed all the salient points that were important for the test, and David is a great instructor. He is very knowledgeable, engaging, breaks concepts down for easier understanding, and has great rapport with his students. I’m very happy to say that I passed the Series 7 test today, and I credit STC and David’s instruction in ensuring that I had the necessary knowledge necessary for the test.
- John H., FINANCIAL ADVISER, St. Louis Missouri
I passed! Thank you so much, Elizabeth! I have long way to go…After series 7 I have to get 24, 65. Because of your excellent service and customer care, I want to stay with STC. Have a great day!!
- Ben B., FINANCIAL ADVISER, New York New York
Good Afternoon Dave, I took your class this week and let me again say thank you. It was very clear to me how much you love your job and that you truly care about all of us passing, which I’m not sure I can say about some of the other testing companies I’ve previously used. Again, thank you for your hard work this week and I look forward to speaking to you soon to tell you I passed. I promise you will be third on my list of people to tell when I pass, just behind my girlfriend and dad, I’ll even do it before my manager!
- Evan R., FINANCIAL ADVISER, Chicago Illinois