Investment Adviser Representatives (IARs) are required to complete annual continuing education (CE) to maintain their registration. Missing the IAR CE deadline does not immediately stop you from doing business, but it does trigger a series of consequences that can become serious if not addressed quickly. Here’s what happens if you miss the deadline,…
For over half a century, Securities Training Corporation (STC) has been the gold standard in financial services training. With more than a million professionals choosing STC for their education, our track record speaks for itself. The journey to obtaining a securities license is a critical step in any…
Thinking about a career in the securities industry? The Securities Industry Essentials (SIE) Exam is your first step toward a rewarding finance career. This all-inclusive guide offers everything you need to succeed, equipping you with the essential tools and information to pass the SIE…
Starting a career in the securities industry begins with a single, crucial step: passing the Securities Industry Essentials (SIE) Exam. While it may be tempting to cut costs by choosing free or low-quality study materials, this approach often proves more expensive in the long run. Investing…
Investment Adviser Representatives (IARs) are at the forefront of the financial industry, providing essential advice to clients. To maintain this trusted position, IARs must stay current with industry regulations, best practices, and ethical standards. This is achieved through Investment Adviser Representative Continuing Education (IAR CE). Meeting the annual IAR CE requirements…
A major change is here for Investment Adviser Representatives (IARs) in the Land of Lincoln. Illinois has officially joined the growing list of states mandating continuing education for IARs in 2026. This new rule underscores the state’s commitment to investor protection and ensures that…
Discover how managers at small firms are streamlining compliance, saving time, and cutting costs. Watch three quick, 20-minute sessions built to make compliance simpler and more efficient.
Feeling the pressure of an upcoming securities license exam? You’re not alone. Finding the right securities exam prep provider is a game-changer, not just for your confidence but for your career. With so many options on the market, knowing which one to trust can…
For aspiring securities professionals, the Securities Industry Essentials (SIE) Exam is the first step toward licensure. Offered by the Financial Industry Regulatory Authority (FINRA), the SIE is designed to assess your foundational understanding of the industry before you affiliate with a member firm. But…
I passed the series 24 yesterday. I started off using Kaplan, took the test, and failed. Then I switched to STC. I wish I would have used STC from the beginning and following the program from the beginning. What I’ve learned is the FiNRA test is like learning a different language. You need to be able to identify what the question is asking and what FiNRA is looking for. The STC test bank prepares you for that. I felt the actual test was not as difficult as the practice and green light exams. The series 24 material is extremely dry and Michael Simon has a very practical, yet dynamic approach in the way he teaches the material in the virtual class. STC is also extremely responsive and available for questions. It helped to speak with someone live and get a brief explanation to help grasp the material. There was a rhythm to it.
- Bill W., FINANCIAL ADVISER, St. Louis Missouri
I passed my LAH exam with an 86%. Thanks again for all your help!
- Thomas C., FINANCIAL ADVISOR, Binghampton New York
I passed! Thank you so much, Elizabeth! I have long way to go…After series 7 I have to get 24, 65. Because of your excellent service and customer care, I want to stay with STC. Have a great day!!
- Ben B., FINANCIAL ADVISER, New York New York
I just wanted to share my feedback on the Series 7 class that I took in NYC 8/1-8/4, with David Morris as the instructor. I found the class to be instrumental in my preparation for the exam. The content encompassed all the salient points that were important for the test, and David is a great instructor. He is very knowledgeable, engaging, breaks concepts down for easier understanding, and has great rapport with his students. I’m very happy to say that I passed the Series 7 test today, and I credit STC and David’s instruction in ensuring that I had the necessary knowledge necessary for the test.
- John H., FINANCIAL ADVISER, St. Louis Missouri
I passed the NY State LAH exam today – I got an 81. Thanks for the great training material.
- Nick C., FINANCIAL ADVISOR, New York New York
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