Todd Rosenfeld, Chief Learning Officer at STC, discusses FINRA Firm Element CE. Join Todd Rosenfeld, Chief Learning Officer at Securities Training Corporation, as he unpacks the essentials of FINRA’s Firm Element Continuing Education (CE). In this video, Todd dives into the Firm Element training…
In the fast-paced world of securities, understanding the path to certification can be a game-changer for your career. For those stepping into this dynamic field, the differences between the FINRA Series 6 and Series 7 exams may seem nuanced, but they are fundamental to…
Thinking about a career in the securities industry? The Securities Industry Essentials (SIE) Exam is your first step toward a rewarding finance career. This all-inclusive guide offers everything you need to succeed, equipping you with the essential tools and information to pass the SIE…
Stepping into the world of finance and investments can be both exhilarating and overwhelming. The industry demands a solid understanding of core concepts, regulations, and ethics. For aspiring professionals, the Securities Industry Essentials (SIE) Exam is a crucial gateway, often serving as the first…
Are you considering a career in the securities industry? The Securities Industry Essentials (SIE) Exam is your gateway to a rewarding career in finance. This helpful infographic provides several key facts and figures to help you understand what the exam entails and how you…
Curious about salary trends in the financial services industry? Our comprehensive 2024 Salary Guide breaks down compensation data for key roles, offering insights into how education and certifications can boost your earning potential. Download the guide today to discover: Key salary benchmarks for financial…
Studying for the Securities Industry Essentials (SIE) Exam can be a challenging and sometimes overwhelming process. As the entry-level exam required for many careers in the securities industry, it’s crucial to approach your preparation with a clear strategy and avoid common pitfalls. In this…
The strength of the financial services industry is built on its competent, informed professionals. To maintain this standard, FINRA requires continuing education for all registered individuals. This comprises two key parts: the Regulatory Element, focusing on critical rule changes and updates for each registration…
Securities firms are constantly challenged by the need to prepare new associates and analysts to pass their securities licensing exams on their first try. Securities exams are notoriously difficult, and the longer it takes for new hires to get licensed, the longer firms wait…