As the financial services industry evolves, compliance requirements for Investment Adviser Representatives (IARs) continue to grow. A key focus for regulatory bodies has been the rollout of IAR CE across various states. This year, Nebraska, New Jersey, Minnesota, Rhode Island, and the U.S. Virgin…
Preparing for a securities exam can feel overwhelming. With the vast amount of information to absorb, regulations to understand, and investment strategies to memorize, many candidates find themselves unsure of where to focus their study efforts. A key strategy to succeed in this high-stakes…
Curious about salary trends in the financial services industry? Our comprehensive 2025 Salary Guide breaks down compensation data for key roles, offering insights into how education and certifications can boost your earning potential. Download the guide today to discover: Key salary benchmarks for financial…
Todd Rosenfeld, Chief Learning Officer at STC, discusses FINRA Firm Element CE. In this edition of Todd Talks, Todd Rosenfeld, Chief Learning Officer at STC, shares actionable best practices for implementing and managing FINRA Firm Element Continuing Education programs. Whether you’re in compliance,…
Todd Rosenfeld, Chief Learning Officer at STC, discusses FINRA Firm Element CE. Join Todd Rosenfeld, Chief Learning Officer at Securities Training Corporation, as he unpacks the essentials of FINRA’s Firm Element Continuing Education (CE). In this video, Todd dives into the Firm Element training…
In the fast-paced world of securities, understanding the path to certification can be a game-changer for your career. For those stepping into this dynamic field, the differences between the FINRA Series 6 and Series 7 exams may seem nuanced, but they are fundamental to…
Thinking about a career in the securities industry? The Securities Industry Essentials (SIE) Exam is your first step toward a rewarding finance career. This all-inclusive guide offers everything you need to succeed, equipping you with the essential tools and information to pass the SIE…
Stepping into the world of finance and investments can be both exhilarating and overwhelming. The industry demands a solid understanding of core concepts, regulations, and ethics. For aspiring professionals, the Securities Industry Essentials (SIE) Exam is a crucial gateway, often serving as the first…
Are you considering a career in the securities industry? The Securities Industry Essentials (SIE) Exam is your gateway to a rewarding career in finance. This helpful infographic provides several key facts and figures to help you understand what the exam entails and how you…