The Series 7 exam is a pivotal step for aspiring financial and securities professionals. Preparing for the Series 7 exam is a significant commitment, and knowing what to expect on exam day can make a big difference in your confidence and performance. Officially known…
The investment advisory landscape is evolving, and staying ahead requires continuous learning. If you’re a registered Investment Adviser Representative (IAR), meeting your IAR CE requirements is crucial for maintaining compliance and enhancing your expertise. At STC, we offer industry-leading IAR CE courses designed to…
As is the case with many new regulations, the Model Rule on Investment Adviser Representative Continuing Education (IAR CE) created by the North American Securities Administrators Association (NASAA) is generating a number of questions. The following information addresses the most frequently asked questions regarding…
Todd Rosenfeld, Chief Learning Officer at STC, discusses FINRA Exam chapter quizzes. In this edition of Todd Talks, Todd Rosenfeld, Chief Learning Officer at STC, introduces Chapter Quizzes—a feature designed with input from students just like you. These quizzes focus on the most…
If you have looked into a career in the Securities Sector, you may have been surprised at how many exams and licenses there are available. Thankfully, not all of the exams must be taken. Determining where you want to go in your career will…
As the financial services industry evolves, compliance requirements for Investment Adviser Representatives (IARs) continue to grow. A key focus for regulatory bodies has been the rollout of IAR CE across various states. This year, Nebraska, New Jersey, Minnesota, Rhode Island, and the U.S. Virgin…
Preparing for a securities exam can feel overwhelming. With the vast amount of information to absorb, regulations to understand, and investment strategies to memorize, many candidates find themselves unsure of where to focus their study efforts. A key strategy to succeed in this high-stakes…
Are you curious about salary trends in the financial services industry? Our 2025 Salary Guide provides up-to-date compensation data for key roles, helping you understand how education, experience, and certifications impact earning potential. What’s Inside the 2025 Salary Guide? Key salary benchmarks for financial…
Todd Rosenfeld, Chief Learning Officer at STC, discusses FINRA Firm Element CE. In this edition of Todd Talks, Todd Rosenfeld, Chief Learning Officer at STC, shares actionable best practices for implementing and managing FINRA Firm Element Continuing Education programs. Whether you’re in compliance,…