If you are a financial professional, there are likely several exams you will be required to pass before you can obtain your license and begin giving financial advice to your clients. For many financial professionals, this includes the Series 65 Exam, also known as…
Get FINRA’s Firm Element Course on your LMS! Todd Rosenfeld, Chief Learning Officer at STC, discusses Firm Element. We make Securities Continuing Education (Firm Element) easy. With SCORM-wrapped courseware, you can deploy training on your own LMS.
Todd Rosenfeld, Chief Learning Officer at STC, discusses 2023 changes to continuing education (CE) requirements for investment advisor representatives (IARs). If you’re registered as an investment advisor representative (IAR), you’ll want to be aware of your CE requirements. Some changes went into effect for…
Changes to the Series 63, Series 65, and Series 66 NASAA exams go into effect on June 12, 2023. Watch the video to know what changed. Todd Rosenfeld, Chief Learning Officer at STC, discusses 2023 changes to Series 63, 65, and 66 exams. Be…
Todd Rosenfeld, Chief Learning Officer at STC, discusses STC’s Investment Advisor Representative (IAR) continuing education courses for 2023. As you know, investment advisor representatives (IARs) are required to have 12 CE credits per year: six credits on ethics and professional responsibility, and six credits…
In this episode, Todd Rosenfeld, Chief Learning Officer at STC, explains four Secure Act 2.0 changes that affect retirement plans in 2023. These changes could also have an impact on some of the securities licensing examinations you may take. Change #1: Increase in Required…
Todd Rosenfeld, Chief Learning Officer at STC, provides insights into tax law and retirement plan changes effective 2023 which could affect licensing examinations such as the SIE Securities Industry Essentials exam, the Series 6 and Series 7, NASAA exams the 63, 65 and 66…
If you have looked into a career in the Securities Sector, you may have been surprised at how many exams and licenses there are available. Thankfully, not all of the exams must be taken. Determining where you want to go in your career will…
Changes to the Series 86 and Series 87 exams go into effect on May 15, 2023. Watch the video to know what will be updated. Todd Rosenfeld, Chief Learning Officer at STC, discusses 2023 changes to Series 86 and 87 exams. Be assured that…