If you have looked into a career in the Securities Sector, you may have been surprised at how many exams and licenses there are available. Thankfully, not all of the exams must be taken. Determining where you want to go in your career will…
Changes to the Series 86 and Series 87 exams go into effect on May 15, 2023. Watch the video to know what will be updated. Todd Rosenfeld, Chief Learning Officer at STC, discusses 2023 changes to Series 86 and 87 exams. Be assured that…
If you’re just starting to branch into the financial services industry, you’re likely overwhelmed with the number of licenses that are available to obtain. Why are there so many licenses, and which ones are right for you? Before taking any exams, you must first…
A Financial Risk Manager (FRM) is a professional who specializes in identifying and handling risks to financial asset management. The classification is granted by the highly respected Global Association of Risk Professionals (GARP), a nonprofit founded in 1996. The GARP sets and maintains standards…
It has been determined by multiple sources that there is a small success rate for financial advisors in their first year. Many people do not survive their first year as a financial advisor. The combination of pressure to find clients, a steep learning curve,…
In general, most FINRA, MSRB, and NASAA licensing examinations will not test the specific dollar limits for contributions to retirement plans; however, there are certain numbers that are relevant and should be considered. Many of the contribution levels are indexed to inflation (often with…
NASAA to Update its Exam Questions Related to IA Marketing Rules on April 1, 2022 The North American Securities Administrators Association (NASAA) is updating the Series 63, 65, and 66 Examinations to incorporate information on a new rule regarding investment adviser marketing. Although these…
Recently, there have been a few regulatory and tax law updates which could have a minor impact on several different qualification exams. Some of these updates are changes to the current law, while others are additions. STC has either already made the necessary updates…
In 2022, experts predict that hiring activity will increase. So, if you’re looking for a new job, you’ll have a higher chance of finding something you love in 2022. For those interested in financial services and securities jobs, there are a handful of positions you…