In the digital world today, it’s essential to utilize the latest technology to not only provide increased value to your clients as a financial advisor but to also save time and increase productivity. You might be asking yourself: How can the innovations in digital…
In recent years, it’s been challenging for recruiters in the FinServ industry to find qualified and talented financial advisor professionals due to a severe shortage of candidates. Furthermore, the industry is predicted to grow 7% from 2018 to 2028, which the U.S. Bureau of Labor Statistics indicates…
SEC Rules and Interpretations for Broker-Dealer Standard of Conduct On June 5th, 2019, the SEC adopted a package of rule-makings and interpretations that are designed to enhance the quality and transparency of retail investors’ relationships with investment advisers and broker-dealers. Specifically, these actions include…
Securities Training Corporation (STC), the market leader in securities training, today announced a series of actions and adjustments initiated to provide students and professionals the flexibility they need to remain focused and performance driven during this time of change and uncertainty. During this time…
In late December 2019, the U.S government spending bill was signed and it includes a provision which impacts retirement plans. This new provision is referred to as the Setting Every Community Up for Retirement Enhancement (SECURE) Act. The SECURE Act is designed to enhance…
Due to the anticipated growth in the insurance industry, STC has made significant changes to its Life, Accident & Health programs. Learn more about our Life, Accident, and Health insurance training and contemporary platform.
Series 54 Update MSRB has begun notifying all of the individuals who took the Series 54 pilot exam between March and July of this year as to whether they achieved a passing score. The minimum required passing score has been set at 70%. The…
FINRA recently released statistics on the Securities industry Essentials (SIE) Exam. After 11 months (as of August 31, 2019), total SIE enrollment was 90,516. This compares to total enrollment of 44,626 after six months (as of March 31, 2019) and 29,612 after four months…
Securities Training Corporation (STC) training develops students not just for today but to the everchanging landscape of the financial services and insurance industry. Todd Rosenfeld and John Marucco will take you on a tour of how STC is leveraging higher education and technology combined…