Todd Rosenfeld, Chief Learning Officer at STC, provides insights into tax law and retirement plan changes effective 2023 which could affect licensing examinations such as the SIE Securities Industry Essentials exam, the Series 6 and Series 7, NASAA exams the 63, 65 and 66…
Changes to the Series 86 and Series 87 exams go into effect on May 15, 2023. Watch the video to know what will be updated. Todd Rosenfeld, Chief Learning Officer at STC, discusses 2023 changes to Series 86 and 87 exams. Be assured that…
Changes to SEC Exempt Offering Rules Regulation A and Regulation D In November of 2020, the Securities and Exchange Commission (SEC) voted to amend its rules in order to harmonize, simplify, and improve the exempt offering framework that it believed had become too complex.…
In this episode of our podcast, Chief Learning Officer, Todd Rosenfeld discusses the changes in the definition of Accredited Investor and how it impacts your business. Did you know that if you have a Series 7 or Series 65 registration you are now included…