Todd Rosenfeld, Chief Learning Officer at STC, discusses FINRA Firm Element CE. In this edition of Todd Talks, Todd Rosenfeld, Chief Learning Officer at STC, shares actionable best practices for implementing and managing FINRA Firm Element Continuing Education programs. Whether you’re in compliance,…
Todd Rosenfeld, Chief Learning Officer at STC, discusses FINRA Firm Element CE. Join Todd Rosenfeld, Chief Learning Officer at Securities Training Corporation, as he unpacks the essentials of FINRA’s Firm Element Continuing Education (CE). In this video, Todd dives into the Firm Element training…
Todd Rosenfeld, Chief Learning Officer at STC, discusses why you should choose STC for Your Investment Adviser Representative Continuing Education (IAR CE). a Continuing education is essential for Investment Adviser Representatives (IARs) to stay ahead in a constantly evolving industry, and choosing the right…
Todd Rosenfeld, Chief Learning Officer at STC, discusses the key requirements for IAR Continuing Education. a Welcome to another edition of Todd Talks! In this video, we dive into the Model Rule on Investment Adviser Representative Continuing Education (IAR CE) established by the North American…
Todd Rosenfeld, Chief Learning Officer at STC, discusses the 2024 settlement update to T+1. a Currently, settlement date occurs two business days after trade date; however, recent rule amendments from the Securities and Exchange Commission (SEC) and conforming FINRA rule changes will soon make…
Get FINRA’s Firm Element Course on your LMS! Todd Rosenfeld, Chief Learning Officer at STC, discusses Firm Element. We make Securities Continuing Education (Firm Element) easy. With SCORM-wrapped courseware, you can deploy training on your own LMS.
Todd Rosenfeld, Chief Learning Officer at STC, discusses 2023 changes to continuing education (CE) requirements for investment advisor representatives (IARs). If you’re registered as an investment advisor representative (IAR), you’ll want to be aware of your CE requirements. Some changes went into effect for…
Changes to the Series 63, Series 65, and Series 66 NASAA exams go into effect on June 12, 2023. Watch the video to know what changed. Todd Rosenfeld, Chief Learning Officer at STC, discusses 2023 changes to Series 63, 65, and 66 exams. Be…
Todd Rosenfeld, Chief Learning Officer at STC, discusses STC’s Investment Advisor Representative (IAR) continuing education courses for 2023. As you know, investment advisor representatives (IARs) are required to have 12 CE credits per year: six credits on ethics and professional responsibility, and six credits…