If you’re ready to pursue a career in finance or the securities industry, passing the Securities Industry Essentials (SIE Exam) and registered rep exams (such as Series 6, Series 7, Series 63, Series 65, etc.) is a critical milestone. These exams require a deep…
Prepare confidently for your FINRA SIE Exam with comprehensive SIE study materials from STC. Our expertly designed exam prep courses equip you with the foundational knowledge and practical insights needed to pass the SIE Exam and kickstart your securities career. Explore our proven SIE…
Thinking about a career in the securities industry? The Series 7 Exam is a critical step toward becoming a licensed financial professional. This comprehensive guide provides everything you need to prepare with confidence—covering key exam topics, study strategies, and expert tips to help you…
The Series 7 exam is a pivotal step for aspiring financial and securities professionals. Preparing for the Series 7 exam is a significant commitment, and knowing what to expect on exam day can make a big difference in your confidence and performance. Officially known…
The investment advisory landscape is evolving, and staying ahead requires continuous learning. If you’re a registered Investment Adviser Representative (IAR), meeting your IAR CE requirements is crucial for maintaining compliance and enhancing your expertise. At STC, we offer industry-leading IAR CE courses designed to…
As is the case with many new regulations, the Model Rule on Investment Adviser Representative Continuing Education (IAR CE) created by the North American Securities Administrators Association (NASAA) is generating a number of questions. The following information addresses the most frequently asked questions regarding…
Todd Rosenfeld, Chief Learning Officer at STC, discusses FINRA Exam chapter quizzes. In this edition of Todd Talks, Todd Rosenfeld, Chief Learning Officer at STC, introduces Chapter Quizzes—a feature designed with input from students just like you. These quizzes focus on the most…
If you have looked into a career in the Securities Sector, you may have been surprised at how many exams and licenses there are available. Thankfully, not all of the exams must be taken. Determining where you want to go in your career will…
As the financial services industry evolves, compliance requirements for Investment Adviser Representatives (IARs) continue to grow. A key focus for regulatory bodies has been the rollout of IAR CE across various states. This year, Nebraska, New Jersey, Minnesota, Rhode Island, and the U.S. Virgin…