Todd Talks: STC Pass Guarantee
STC’s new Pass Guarantee is introduced and explained in detail by Chief Learning Officer, Todd Rosenfeld.
Serious Series 7 Preparation: How to Succeed the First Time
The Series 7 Exam is one of the most essential tests for securities professionals, especially because it gives you the credentials you need to offer many beneficial services to your clients. In fact, those services are the bread and butter of the industry: stocks,…
Todd Talks: Continuing Education
STC’s Chief Learning Officer, Todd Rosenfeld, explains how easy we can help you comply with your CE / Firm Element annual requirements.
Tips on How to Pass Series 6 Like a Pro
The Series 6 registration can be essential for many financial securities professionals, including financial advisors (FAs), retirement plan specialists, investment advisors, and even private bankers. The importance of this registration is that it gives a person the ability to offer some of the most…
Todd Talks: Private Tutoring
In this episode of Todd Talks, our Chief Learning Officer, Todd Rosenfeld talks about the benefits of Private Tutoring and why this may be an option for some students to help them pass their FINRA exam.
Top Five Issues with Onboarding New Reps
Onboarding new financial advisors (FAs) has always been a risky process. Despite the efforts put into recruiting new team members, there’s always a possibility that new recruits won’t work out or they may decide that they’re unhappy in their new position. To avoid the…
Why Series Exams Are More Than Just Tests
The FINRA-required license exams are about more than passing a test and checking an item off the to-do list. They are essential when building a career in the financial services industry. When prepared for correctly, the tests can teach concepts that advisors can use…
How to Manage Financial Licenses and Credentials
For advisors to succeed in the financial services industry, not only do they need the required licensing, they also need the appropriate credentials. In fact, many financial firms encourage their financial advisors (FAs) to have as many credentials as possible to broaden their expertise…
How to Develop a More Valuable Employee
Developing the skills and knowledge of financial advisors is an important function of advisory firms and financial institutions. In other businesses, clients look for these attributes as well, but when it comes to money management, clients set a higher bar for those they entrust…