Series 26 General Securities Principal License Requirements.
Series 26 License Requirements:
- 1. Find a Sponsoring Firm
- To take the Series 26 Exam, you must:
- — Be associated with and sponsored by a member firm
- — Be 18 years of age
- To take the Series 26 Exam, you must:
- 2. Study for Your Series 26 License
- By choosing STC as your exam prep provider, you gain access to print and online study manuals, online practice exams, the instructor hotline, and more.
- 3. Complete Form U4
- On your behalf, your sponsoring firm will send your completed Form U4 to FINRA.
- FINRA will then send enrollment instructions and provide a 120-day window to schedule your exam.
- 4. Schedule Your Exam
- You can schedule to take the exam by contacting the Prometric Testing Center at www.prometric.com/test-takers/search/1finra or through their Contact Center at (800)578-6273.
- 5. Pass the Series 26
- After your exam, you’ll receive a printed copy of your score.
- To obtain your Series 26 License, you must pass both the Securities Industry Essentials (SIE) Exam and either the Series 6 or Series 7 Exam.
Get your Series 26 License with STC:
Over 1,500,000 people have used STC to pass their securities licensing exams. With more than 50 years of experience, STC’s pass rate on the Series 26 Licensing Exam is higher than the national average.