Series 31 Securities License Exam Prep & Requirements
Series 31 License Requirements:
- 1. Find a Sponsoring Firm
- To take the Series 31 Exam, you must:
- — Be associated with and sponsored by a member firm
- — Be 18 years of age
- To take the Series 31 Exam, you must:
- 2. Study for Your Series 31 License
- By choosing STC as your exam prep provider, you gain access to print and online study manuals, online practice exams, the instructor hotline, and more.
- 3. Complete Your TESS Filing
- On your behalf, your sponsoring firm will utilize the Test Enrollment Services System (TESS), which is similar to the former Form U10, to file an exam request with FINRA.
- FINRA will then send enrollment instructions and provide a 120-day window to schedule your exam.
- 4. Schedule Your Exam
- You can schedule to take the exam by contacting the Prometric Testing Center at www.prometric.com/test-takers/search/1finra or through their Contact Center at (800)578-6273.
- 5. Pass the Series 31
- After your exam, you’ll receive a printed copy of your score.
- To obtain your Series 31 License, there are no corequisite exams that must be passed.
Get your Series 31 License with STC:
Over 1,500,000 people have used STC to pass their securities licensing exams. With more than 50 years of experience, STC’s pass rate on the Series 31 Licensing Exam is higher than the national average.