Series 65 On-Demand Lecture-44th Edition
$
166.00
- Available for 6 months from first use, with an option to purchase additional time in the future
- Total program time is approximately 12 hours
- Requires Internet connection, a streaming-video-enabled machine, and audio capabilities
- Optimized for all recent browser versions. Internet Explorer 10 or above required. The latest version of Google Chrome is recommended for optimum load times.
Chapter list:
1. Laws, Regulations, and Guidelines Overview
2. State Registration of Securities
3. State Regulations Governing Broker-dealers and Agents
4. State Regulations Governing Investment Advisers and IARs
5. Federal Regulations Governing Investment Advisers
6. Investment Advisory Practices
7. Prohibited and Unethical Business Practices Under the USA
8. Administration of the USA
9. Federal Securities Acts
10. Investment Advisory Clients
11. Equities and Derivatives
12. Debt and Cash Equivalents
13. Mutual Funds and Insurance
14. Accounting and Economics
15. Portfolio Management and Investment Risk