Series 66 On-Demand Lecture-44th Edition
$
166.00
- Available for 6 months from first use, with an option to purchase additional time in the future
- Total program time is approximately 6 hours
- Requires Internet connection, a streaming-video-enabled machine, and audio capabilities
- Optimized for all recent browser versions. Internet Explorer 10 or above required. The latest version of Google Chrome is recommended for optimum load times.
Chapter list:
1. Laws, Regulations, and Guidelines Overview
2. State Registration of Securities
3. State Regulations Governing B/D and Agents
4. State Regulations Governing IAs and IARs
5. Federal Regulations Governing IAs
6. Investment Advisory Practices
7. Prohibited and Unethical Business Practices Under the USA
8. Administration of the USA
9. Federal Securities Acts
10. Investment Advisory Clients
11. Investment Vehicles
12. Portfolio Management and Investment Risk