Featured Articles
The Series 7 Exam and Why You Should Take It
If you have looked into a career in the Securities Sector, you may have been surprised at how many exams and licenses there are available. Thankfully, not all of the exams must be taken. Determining where you want to go in your career will…
2025 Updates: New States and Territories Requiring IAR Continuing Education
As the financial services industry evolves, compliance requirements for Investment Adviser Representatives (IARs) continue to grow. A key focus for regulatory bodies has been the rollout of IAR CE across various states. This year, Nebraska, New Jersey, Minnesota, Rhode Island, and the U.S. Virgin…
12 Reasons Practice Tests Are Crucial for Passing Your Securities Exam
Preparing for a securities exam can feel overwhelming. With the vast amount of information to absorb, regulations to understand, and investment strategies to memorize, many candidates find themselves unsure of where to focus their study efforts. A key strategy to succeed in this high-stakes…
SIE Exam
Free SIE Exam Guide
Thinking about a career in the securities industry? The Securities Industry Essentials (SIE) Exam is your first step toward a rewarding finance career. This all-inclusive guide offers everything you need to succeed, equipping you with the essential tools and information to pass the SIE…
The Importance of SIE Exam Prep: Your Gateway to a Securities Industry Career
Stepping into the world of finance and investments can be both exhilarating and overwhelming. The industry demands a solid understanding of core concepts, regulations, and ethics. For aspiring professionals, the Securities Industry Essentials (SIE) Exam is a crucial gateway, often serving as the first…
SIE Exam: Key Facts and Figures
Are you considering a career in the securities industry? The Securities Industry Essentials (SIE) Exam is your gateway to a rewarding career in finance. This helpful infographic provides several key facts and figures to help you understand what the exam entails and how you…
Common Mistakes to Avoid When Studying for the SIE Exam
Studying for the Securities Industry Essentials (SIE) Exam can be a challenging and sometimes overwhelming process. As the entry-level exam required for many careers in the securities industry, it’s crucial to approach your preparation with a clear strategy and avoid common pitfalls. In this…
Unlocking Success: Why Obtaining Your SIE in College Matters
The Securities Industry Essentials (SIE) Exam is a gateway for anyone interested in entering the world of finance. Acing the SIE exam in college can help you set yourself apart in the job market and unlock career opportunities early. In this article, we’ll cover…