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What to Expect on Exam Day: A Complete Guide to Passing the Series 7 Exam
The Series 7 exam is a pivotal step for aspiring financial and securities professionals. Preparing for the Series 7 exam is a significant commitment, and knowing what to expect on exam day can make a big difference in your confidence and performance. Officially known…
Stay Compliant with Top IAR CE Courses in 2025
The investment advisory landscape is evolving, and staying ahead requires continuous learning. If you’re a registered Investment Adviser Representative (IAR), meeting your IAR CE requirements is crucial for maintaining compliance and enhancing your expertise. At STC, we offer industry-leading IAR CE courses designed to…
Understanding the IAR CE Model Rule in 2025
As is the case with many new regulations, the Model Rule on Investment Adviser Representative Continuing Education (IAR CE) created by the North American Securities Administrators Association (NASAA) is generating a number of questions. The following information addresses the most frequently asked questions regarding…
SIE Exam
Free SIE Exam Guide
Thinking about a career in the securities industry? The Securities Industry Essentials (SIE) Exam is your first step toward a rewarding finance career. This all-inclusive guide offers everything you need to succeed, equipping you with the essential tools and information to pass the SIE…
The Importance of SIE Exam Prep: Your Gateway to a Securities Industry Career
Stepping into the world of finance and investments can be both exhilarating and overwhelming. The industry demands a solid understanding of core concepts, regulations, and ethics. For aspiring professionals, the Securities Industry Essentials (SIE) Exam is a crucial gateway, often serving as the first…
SIE Exam: Key Facts and Figures
Are you considering a career in the securities industry? The Securities Industry Essentials (SIE) Exam is your gateway to a rewarding career in finance. This helpful infographic provides several key facts and figures to help you understand what the exam entails and how you…
Common Mistakes to Avoid When Studying for the SIE Exam
Studying for the Securities Industry Essentials (SIE) Exam can be a challenging and sometimes overwhelming process. As the entry-level exam required for many careers in the securities industry, it’s crucial to approach your preparation with a clear strategy and avoid common pitfalls. In this…
All You Need to Know About the SIE Exam
As you embark on your career journey as a financial representative, you create your licensing to-do list and prepare to tackle the steps necessary to achieve a successful career. The first step on your list is the SIE exam, a test you must take…